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Category: Risk and Compliance

Risk and Compliance

Outsourcing / third party management compliance and recent COVID 19 impacts

Outsourcing / third party management compliance and recent COVID 19 impacts This is a risk and compliance based guest blog by Northey Point associate Mark Rodgers. For more information visit: Regulatory and Compliance Corner. FCA regulated Firms whose business and operational models are materially dependent on third parties or who materially outsource core or critical functions are required to have compliant […]

Risk and Compliance

API Compliance and Risk

API compliance and risk: Why traditional approaches may fail This is a risk and compliance based guest blog by Northey Point associate Mark Rodgers. For more information visit: Regulatory and Compliance Corner. Gone are the days (not too long ago) when APIs existed only in old fusty back office systems, yanked out of their electronic cages when called on (literally) […]

Risk and Compliance

Risk and Compliance

As part of the development of Northey Point’s website and the Payments, Payments, Payments newsletter we are pleased to launch “RC Corner”. Led by Northey Point associate Mark Rodgers “RC Corner” will explore payments from a risk and compliance perspective. Businesses face steep challenges in regulation which present twin peaks of difficulties to meet increasing risk and regulatory compliance sophistication and simultaneously fulfilling and maintaining the regulatory promise, […]